Unclaimed Profile

William Paul Carlson

FORUM FINANCIAL MANAGEMENT, LP·LOMBARD, Illinois

Series 6, Series 7, Series 63, Series 6528 years registeredFORUM FINANCIAL MANAGEMENT, LP

1900 S. HIGHLAND AVENUE, LOMBARD, IL 60148CRD# 1804721Firm CRD# 145706

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Paul Carlson · LOMBARD, IL

Registration

CRD #1804721 · FORUM FINANCIAL MANAGEMENT, LP · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FORUM FINANCIAL MANAGEMENT, LP

EHLERT FINANCIAL GROUP, INC.

Aug 2015 – Feb 2017

LINCOLNSHIRE, IL

FORUM FINANCIAL MANAGEMENT, LP

Jun 2010 – Feb 2017

LINCOLNSHIRE, IL

MPM WEALTH ADVISORS, INC.

May 2005 – Jun 2015

MAUMEE, OH

MODERN PORTFOLIO MANAGEMNT INC

Apr 2005 – Apr 2005

MAUMEE, OH

NFP SECURITIES, INC.

Dec 2004 – Apr 2005

NAPERVILLE, IL

NFP SECURITIES, INC.

Sep 2004 – Sep 2004

NAPERVILLE, IL

FISHER INVESTMENTS,INC.

Jun 1998 – Sep 2004

SUGAR GROVE, IL

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · June 7, 1998

Years registered · 28

Disclosure History

2017Civil·Final

2017Criminal·Final Disposition

2017Regulatory·Final

1994Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FORUM FINANCIAL MANAGEMENT, LP

CRD 145706 · SEC 801-69970

AUM

$8.5B

Regulatory assets under management

Employees

145

21,698 client accounts

Services offered by FORUM FINANCIAL MANAGEMENT, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FORUM FINANCIAL MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does William Paul Carlson offer?

William Paul Carlson specializes in Financial Planning, Investment Management, Wealth Management.

What are William Paul Carlson's credentials?

William Paul Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Paul Carlson located?

William Paul Carlson is based in LOMBARD, Illinois, last registered with FORUM FINANCIAL MANAGEMENT, LP.

How does William Paul Carlson charge for services?

William Paul Carlson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORUM FINANCIAL MANAGEMENT, LP?

FORUM FINANCIAL MANAGEMENT, LP has approximately 145 employees and manages $8.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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