Unclaimed Profile

Alfred Andrew Marwede

FORUM FINANCIAL MANAGEMENT, LP·LOMBARD, Illinois

Series 3, Series 7, Series 63, Series 65Clean record28 years registeredFORUM FINANCIAL MANAGEMENT, LP

1900 SOUTH HIGHLAND AVENUE, LOMBARD, IL 60148CRD# 2230521Firm CRD# 145706

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alfred Andrew Marwede · LOMBARD, IL

Registration

CRD #2230521 · FORUM FINANCIAL MANAGEMENT, LP · 28 years registered

Brand Profile

Not yet started

Career History

FORUM FINANCIAL MANAGEMENT, LP

Aug 2012 – present

SERIOUS STEWARDSHIP, LLC

Apr 2004 – Nov 2012

LAKE FOREST, IL

CREDIT SUISSE FIRST BOSTON

Jan 2003 – Apr 2004

CHICAGO, IL

DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION

Jun 1998 – Jan 2003

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · June 13, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORUM FINANCIAL MANAGEMENT, LP

CRD 145706 · SEC 801-69970

AUM

$8.5B

Regulatory assets under management

Employees

145

21,698 client accounts

Services offered by FORUM FINANCIAL MANAGEMENT, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FORUM FINANCIAL MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does Alfred Andrew Marwede offer?

Alfred Andrew Marwede specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOMBARD, Illinois for a consultation.

What are Alfred Andrew Marwede's credentials?

Alfred Andrew Marwede is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alfred Andrew Marwede located?

Alfred Andrew Marwede is based in LOMBARD, Illinois, working with FORUM FINANCIAL MANAGEMENT, LP. Their office serves clients in the LOMBARD metropolitan area and surrounding communities.

How does Alfred Andrew Marwede charge for services?

Alfred Andrew Marwede's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORUM FINANCIAL MANAGEMENT, LP?

FORUM FINANCIAL MANAGEMENT, LP has approximately 145 employees and manages $8.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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