Unclaimed Profile

Howard Robert Klieger

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC·HIGHLAND PARK, Illinois

SIE, Series 7, Series 15, Series 63, Series 65Clean record27 years registeredWALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

600 ELM PLACE, HIGHLAND PARK, IL 60035CRD# 1020955Firm CRD# 299595

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Robert Klieger · HIGHLAND PARK, IL

Registration

CRD #1020955 · WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

Dec 2018 – present

RBC CAPITAL MARKETS, LLC

Sep 2003 – Aug 2018

Winnetka, IL

FAHNESTOCK ASSET MANAGEMENT

Jan 2003 – Sep 2003

CHICAGO, IL

CIBC WORLD MARKETS CORP.

Aug 1998 – Jan 2003

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 15

Series 63

Series 65

Registration record

First registered · August 21, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

CRD 299595 · SEC 801-114386

AUM

$557M

Regulatory assets under management

Employees

1,882 client accounts

Services offered by WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC →

Introduction

Speak with Howard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Howard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HIGHLAND PARK?

Browse all registered financial advisors in HIGHLAND PARK, Illinois or claim this profile if it's yours.

Browse HIGHLAND PARK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Howard Robert Klieger offer?

Howard Robert Klieger specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in HIGHLAND PARK, Illinois for a consultation.

What are Howard Robert Klieger's credentials?

Howard Robert Klieger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Howard Robert Klieger located?

Howard Robert Klieger is based in HIGHLAND PARK, Illinois, working with WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC. Their office serves clients in the HIGHLAND PARK metropolitan area and surrounding communities.

How does Howard Robert Klieger charge for services?

Howard Robert Klieger's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC?

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC has approximately 7 employees and manages $557M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →