Unclaimed Profile

Nancy Johnson Jones

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC·WINNETKA, Illinois

SIE, Series 7, Series 7TO, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record19 years registeredWALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

560 GREEN BAY ROAD, WINNETKA, IL 60093CRD# 2026139Firm CRD# 299595

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nancy Johnson Jones · WINNETKA, IL

Registration

CRD #2026139 · WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

KESTRA ADVISORY SERVICES, LLC

Dec 2020 – Sep 2021

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AVANTAX ADVISORY SERVICES

Nov 2017 – Dec 2020

Irving, TX

BOK FINANCIAL ADVISORS

Apr 2013 – Mar 2017

TULSA, OK

CETERA ADVISOR NETWORKS LLC

Aug 2010 – Apr 2013

EL SEGUNDO, CA

HIGHTOWER ADVISORS, LLC

Aug 2008 – Aug 2009

CHICAGO, IL

BKD WEALTH ADVISORS, LLC

Oct 2006 – Aug 2008

SPRINGFIELD, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · October 11, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

CRD 299595 · SEC 801-114386

AUM

$557M

Regulatory assets under management

Employees

1,882 client accounts

Services offered by WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Nancy Johnson Jones offer?

Nancy Johnson Jones specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Nancy Johnson Jones's credentials?

Nancy Johnson Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nancy Johnson Jones located?

Nancy Johnson Jones is based in WINNETKA, Illinois, last registered with WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC.

How does Nancy Johnson Jones charge for services?

Nancy Johnson Jones's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC?

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC has approximately 7 employees and manages $557M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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