Unclaimed Profile

Daniel Mark Shapiro

NEW VERNON INVESTMENT MANAGEMENT LLC·HIGHLAND PARK, Illinois

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 79TO, Series 99TOClean record20 years registeredNEW VERNON INVESTMENT MANAGEMENT LLC

799 CENTRAL AVE, HIGHLAND PARK, IL 60035CRD# 1989147Firm CRD# 160247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Mark Shapiro · HIGHLAND PARK, IL

Registration

CRD #1989147 · NEW VERNON INVESTMENT MANAGEMENT LLC · 20 years registered

Brand Profile

Not yet started

Career History

NEW VERNON WEALTH MANAGEMENT LLC

Mar 2013 – present

SF INVESTMENT ADVISERS

Mar 2006 – Mar 2013

HIGHLAND PARK, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · March 2, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEW VERNON INVESTMENT MANAGEMENT LLC

CRD 160247 · SEC 801-73602

AUM

$109M

Regulatory assets under management

Employees

12 client accounts

Services offered by NEW VERNON INVESTMENT MANAGEMENT LLC

Per Form ADV

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at NEW VERNON INVESTMENT MANAGEMENT LLC →

Introduction

Speak with Daniel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Daniel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HIGHLAND PARK?

Browse all registered financial advisors in HIGHLAND PARK, Illinois or claim this profile if it's yours.

Browse HIGHLAND PARK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Daniel Mark Shapiro offer?

Daniel Mark Shapiro specializes in Retirement Planning, Wealth Management. Contact their office in HIGHLAND PARK, Illinois for a consultation.

What are Daniel Mark Shapiro's credentials?

Daniel Mark Shapiro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Mark Shapiro located?

Daniel Mark Shapiro is based in HIGHLAND PARK, Illinois, working with NEW VERNON INVESTMENT MANAGEMENT LLC. Their office serves clients in the HIGHLAND PARK metropolitan area and surrounding communities.

How does Daniel Mark Shapiro charge for services?

Daniel Mark Shapiro's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: discretionary bonus. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW VERNON INVESTMENT MANAGEMENT LLC?

NEW VERNON INVESTMENT MANAGEMENT LLC has approximately 8 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →