Unclaimed Profile

Andrew Rudolph Zimmer

REGAL ADVISORY SERVICES, INC.·GLENVIEW, Illinois

SIE, Series 7, Series 24, Series 63, Series 65Clean record24 years registeredREGAL ADVISORY SERVICES, INC.

950 NORTH MILWAUKEE AVENUE, GLENVIEW, IL 60025-3771CRD# 2052665Firm CRD# 123842

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Rudolph Zimmer · GLENVIEW, IL

Registration

CRD #2052665 · REGAL ADVISORY SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2026 – present

CURI CAPITAL, LLC

Apr 2025 – Nov 2025

Oakbrook Terrace, IL

SIMPLICITY WEALTH

Sep 2024 – Dec 2024

Lincolnshire, IL

REGAL ADVISORY SERVICES, INC.

Jan 2021 – Oct 2024

GLENVIEW, IL

SAGE PRIVATE WEALTH GROUP, LLC

Sep 2016 – Jan 2021

OAKBROOK TERRACE, IL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Aug 2016 – Oct 2020

OAKBROOK TERRACE, IL

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

Jan 2014 – Sep 2016

EVANSTON, IL

VESTOR CAPITAL PARTNERS, LLC

May 2010 – Jan 2012

CHICAGO, IL

ZACKS INVESTMENT MANAGEMENT, INC.

Aug 2002 – Jun 2010

CHICAGO, IL

BANC ONE SECURITIES CORPORATION

May 2002 – Jul 2002

SKOKIE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 20, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGAL ADVISORY SERVICES, INC.

CRD 123842 · SEC 801-71619

AUM

$109M

Regulatory assets under management

Employees

284 client accounts

Services offered by REGAL ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at REGAL ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Andrew Rudolph Zimmer offer?

Andrew Rudolph Zimmer specializes in Financial Planning, Investment Management. Contact their office in GLENVIEW, Illinois for a consultation.

What are Andrew Rudolph Zimmer's credentials?

Andrew Rudolph Zimmer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Rudolph Zimmer located?

Andrew Rudolph Zimmer is based in GLENVIEW, Illinois, working with REGAL ADVISORY SERVICES, INC.. Their office serves clients in the GLENVIEW metropolitan area and surrounding communities.

How does Andrew Rudolph Zimmer charge for services?

Andrew Rudolph Zimmer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGAL ADVISORY SERVICES, INC.?

REGAL ADVISORY SERVICES, INC. has approximately 24 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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