Unclaimed Profile

Veronica Lynn Gude

REGAL ADVISORY SERVICES, INC.·GLENVIEW, Illinois

SIE, Series 7, Series 24, Series 63CFPClean record11 years registeredREGAL ADVISORY SERVICES, INC.

950 NORTH MILWAUKEE AVENUE, GLENVIEW, IL 60025-3771CRD# 4318692Firm CRD# 123842

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Veronica Lynn Gude · GLENVIEW, IL

Registration

CRD #4318692 · REGAL ADVISORY SERVICES, INC. · 11 years registered

Brand Profile

Not yet started

Career History

STRATEGIC ADVISERS LLC

Mar 2025 – present

FIDELITY BROKERAGE SERVICES LLC

Jun 2019 – present

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Jun 2019 – Mar 2025

NAPLES, FL

REGAL ADVISORY SERVICES, INC.

Jul 2015 – Jun 2019

FORT MYERS, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · July 7, 2015

Years registered · 11

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGAL ADVISORY SERVICES, INC.

CRD 123842 · SEC 801-71619

AUM

$109M

Regulatory assets under management

Employees

284 client accounts

Services offered by REGAL ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at REGAL ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Veronica Lynn Gude offer?

Veronica Lynn Gude specializes in Financial Planning, Investment Management. Contact their office in GLENVIEW, Illinois for a consultation.

What are Veronica Lynn Gude's credentials?

Veronica Lynn Gude holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Veronica Lynn Gude located?

Veronica Lynn Gude is based in GLENVIEW, Illinois, working with REGAL ADVISORY SERVICES, INC.. Their office serves clients in the GLENVIEW metropolitan area and surrounding communities.

How does Veronica Lynn Gude charge for services?

Veronica Lynn Gude's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGAL ADVISORY SERVICES, INC.?

REGAL ADVISORY SERVICES, INC. has approximately 24 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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