Unclaimed Profile

Gabriel Alan Duran

REGAL ADVISORY SERVICES, INC.·GLENVIEW, Illinois

SIE, Series 4, Series 6TO, Series 7, Series 9, Series 10, Series 22TO, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 72, Series 79, Series 82TO, Series 87, Series 99TOClean record5 years registeredREGAL ADVISORY SERVICES, INC.

950 NORTH MILWAUKEE AVENUE, GLENVIEW, IL 60025-3771CRD# 2564534Firm CRD# 123842

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gabriel Alan Duran · GLENVIEW, IL

Registration

CRD #2564534 · REGAL ADVISORY SERVICES, INC. · 5 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: REGAL ADVISORY SERVICES, INC.

REGAL ADVISORY SERVICES, INC.

Jun 2021 – May 2023

GLENVIEW, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6TO

Series 7

Series 9

Series 10

Series 22TO

Series 24

Series 27

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 72

Series 79

Series 82TO

Series 87

Series 99TO

Registration record

First registered · June 30, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REGAL ADVISORY SERVICES, INC.

CRD 123842 · SEC 801-71619

AUM

$109M

Regulatory assets under management

Employees

284 client accounts

Services offered by REGAL ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at REGAL ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Gabriel Alan Duran offer?

Gabriel Alan Duran specializes in Financial Planning, Investment Management.

What are Gabriel Alan Duran's credentials?

Gabriel Alan Duran is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gabriel Alan Duran located?

Gabriel Alan Duran is based in GLENVIEW, Illinois, last registered with REGAL ADVISORY SERVICES, INC..

How does Gabriel Alan Duran charge for services?

Gabriel Alan Duran's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGAL ADVISORY SERVICES, INC.?

REGAL ADVISORY SERVICES, INC. has approximately 24 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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