Unclaimed Profile

Thomas J Croghan

EVANSTON CAPITAL MANAGEMENT, LLC·EVANSTON, Illinois

SIE, Series 7, Series 24, Series 63, Series 65Clean record20 years registeredEVANSTON CAPITAL MANAGEMENT, LLC

1560 SHERMAN AVENUE, SUITE 960, EVANSTON, IL 60201-4811CRD# 1209190Firm CRD# 120338

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas J Croghan · EVANSTON, IL

Registration

CRD #1209190 · EVANSTON CAPITAL MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

RAIL-SPLITTER CAPITAL MANAGEMENT LLC

Mar 2026 – present

LPL FINANCIAL LLC

Jan 2025 – Mar 2026

WINNETKA, IL

GREAT LAKES ADVISORS, LLC

Jan 2011 – Apr 2018

WINNETKA, IL

WINTRUST INVESTMENTS

Jan 2011 – Jan 2025

WINNETKA, IL

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Jan 2011

LAKE FOREST, IL

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Jun 2009

WINNETKA, IL

MORGAN STANLEY

Dec 2005 – Apr 2007

WINNETKA, IL

WILLIAM BLAIR & COMPANY L.L.C.

Oct 2005 – Dec 2005

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 4, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EVANSTON CAPITAL MANAGEMENT, LLC

CRD 120338 · SEC 801-61115

AUM

$4.3B

Regulatory assets under management

Employees

11 client accounts

Services offered by EVANSTON CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at EVANSTON CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas J Croghan offer?

Thomas J Croghan specializes in Investment Management, Retirement Planning. Contact their office in EVANSTON, Illinois for a consultation.

What are Thomas J Croghan's credentials?

Thomas J Croghan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas J Croghan located?

Thomas J Croghan is based in EVANSTON, Illinois, working with EVANSTON CAPITAL MANAGEMENT, LLC. Their office serves clients in the EVANSTON metropolitan area and surrounding communities.

How does Thomas J Croghan charge for services?

Thomas J Croghan's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EVANSTON CAPITAL MANAGEMENT, LLC?

EVANSTON CAPITAL MANAGEMENT, LLC has approximately 28 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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