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Thomas Gregory Smith

ADVISORY RESEARCH INC·CHICAGO, Illinois
SIE, Series 7, Series 63, Series 79TOClean recordADVISORY RESEARCH INC
180 N STETSON AVENUE, CHICAGO, IL 60601CRD# 3132673Firm CRD# 108254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Gregory Smith · CHICAGO, IL
Registration
CRD #3132673 · ADVISORY RESEARCH INC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ADVISORY RESEARCH INC
CRD 108254 · SEC 801-14172
AUM
$642M
Regulatory assets under management
Employees
14
284 client accounts
Services offered by ADVISORY RESEARCH INC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at ADVISORY RESEARCH INC →
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Frequently Asked Questions

What services does Thomas Gregory Smith offer?
Thomas Gregory Smith specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Thomas Gregory Smith's credentials?
Thomas Gregory Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Gregory Smith located?
Thomas Gregory Smith is based in CHICAGO, Illinois, working with ADVISORY RESEARCH INC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Thomas Gregory Smith charge for services?
Thomas Gregory Smith's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ADVISORY RESEARCH INC?
ADVISORY RESEARCH INC has approximately 14 employees and manages $642M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ADVISORY RESEARCH INC

Matthew Kent Swaim
CHICAGO, IL
Christopher Dyson Crawshaw
CHICAGO, IL
CFA
Laura Marie Moret
CHICAGO, IL
James Joseph Cunnane
CHICAGO, IL
Bruce Michael Zessar
CHICAGO, IL

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Nearby cities in Illinois
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Research
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