Unclaimed Profile

Matthew Kent Swaim

ADVISORY RESEARCH INC·CHICAGO, Illinois

Clean record5 years registeredADVISORY RESEARCH INC

180 N STETSON AVENUE, CHICAGO, IL 60601CRD# 6897938Firm CRD# 108254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Kent Swaim · CHICAGO, IL

Registration

CRD #6897938 · ADVISORY RESEARCH INC · 5 years registered

Brand Profile

Not yet started

Career History

ADVISORY RESEARCH INC

Nov 2020 – present

Registrations & Exams

Registration record

First registered · November 2, 2020

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADVISORY RESEARCH INC

CRD 108254 · SEC 801-14172

AUM

$642M

Regulatory assets under management

Employees

284 client accounts

Services offered by ADVISORY RESEARCH INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at ADVISORY RESEARCH INC →

Introduction

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Frequently Asked Questions

What services does Matthew Kent Swaim offer?

Matthew Kent Swaim specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Matthew Kent Swaim's credentials?

Matthew Kent Swaim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Kent Swaim located?

Matthew Kent Swaim is based in CHICAGO, Illinois, working with ADVISORY RESEARCH INC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Matthew Kent Swaim charge for services?

Matthew Kent Swaim's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVISORY RESEARCH INC?

ADVISORY RESEARCH INC has approximately 14 employees and manages $642M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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