Unclaimed Profile

James Joseph Cunnane

ADVISORY RESEARCH INC·CHICAGO, Illinois

Series 65Clean record29 years registeredADVISORY RESEARCH INC

180 N STETSON AVENUE, CHICAGO, IL 60601CRD# 2507716Firm CRD# 108254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Joseph Cunnane · CHICAGO, IL

Registration

CRD #2507716 · ADVISORY RESEARCH INC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ADVISORY RESEARCH INC

TORTOISE CAPITAL ADVISORS, L.L.C.

Nov 2019 – Nov 2020

St. Louis, MO

ADVISORY RESEARCH INC

Nov 2013 – Nov 2019

CLAYTON, MO

FIDUCIARY ASSET MANAGEMENT LLC

Oct 1996 – Nov 2013

SAINT LOUIS, MO

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 22, 1996

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADVISORY RESEARCH INC

CRD 108254 · SEC 801-14172

AUM

$642M

Regulatory assets under management

Employees

284 client accounts

Services offered by ADVISORY RESEARCH INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at ADVISORY RESEARCH INC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Joseph Cunnane offer?

James Joseph Cunnane specializes in Investment Management, Retirement Planning, Wealth Management.

What are James Joseph Cunnane's credentials?

James Joseph Cunnane is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Joseph Cunnane located?

James Joseph Cunnane is based in CHICAGO, Illinois, last registered with ADVISORY RESEARCH INC.

How does James Joseph Cunnane charge for services?

James Joseph Cunnane's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVISORY RESEARCH INC?

ADVISORY RESEARCH INC has approximately 14 employees and manages $642M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →