Unclaimed Profile

Thomas A Salemy

MARQUETTE ASSOCIATES, INC.·CHICAGO, Illinois

Series 7, Series 63, Series 66Clean record16 years registeredMARQUETTE ASSOCIATES, INC.

180 NORTH LASALLE STREET, CHICAGO, IL 60601CRD# 4998169Firm CRD# 21572

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas A Salemy · CHICAGO, IL

Registration

CRD #4998169 · MARQUETTE ASSOCIATES, INC. · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARQUETTE ASSOCIATES, INC.

MARQUETTE ASSOCIATES, INC.

May 2020 – Dec 2025

CHICAGO, IL

FIRST TRUST ADVISORS LP

Nov 2010 – Oct 2011

WHEATON, IL

EATON VANCE MANAGEMENT

Mar 2010 – Sep 2010

BOSTON, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · March 1, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARQUETTE ASSOCIATES, INC.

CRD 21572 · SEC 801-54006

AUM

$23.0B

Regulatory assets under management

Employees

132

217 client accounts

Services offered by MARQUETTE ASSOCIATES, INC.

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at MARQUETTE ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Thomas A Salemy offer?

Thomas A Salemy specializes in Investment Management.

What are Thomas A Salemy's credentials?

Thomas A Salemy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas A Salemy located?

Thomas A Salemy is based in CHICAGO, Illinois, last registered with MARQUETTE ASSOCIATES, INC..

How does Thomas A Salemy charge for services?

Thomas A Salemy's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retainer based fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARQUETTE ASSOCIATES, INC.?

MARQUETTE ASSOCIATES, INC. has approximately 132 employees and manages $23.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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