Unclaimed Profile

Brian Lee Goding

MARQUETTE ASSOCIATES, INC.·CHICAGO, Illinois

Series 3, Series 7, Series 24, Series 27, Series 6330 years registeredMARQUETTE ASSOCIATES, INC.

180 NORTH LASALLE STREET, CHICAGO, IL 60601CRD# 1683884Firm CRD# 21572

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Lee Goding · CHICAGO, IL

Registration

CRD #1683884 · MARQUETTE ASSOCIATES, INC. · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARQUETTE ASSOCIATES, INC.

MARQUETTE ASSOCIATES, INC.

Jan 2021 – Jul 2025

St. Louis, MO

MARQUETTE ASSOCIATES, INC.

Oct 1995 – Jan 2021

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 24

Series 27

Series 63

Registration record

First registered · October 24, 1995

Years registered · 30

Disclosure History

2002Regulatory·Final

1993Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MARQUETTE ASSOCIATES, INC.

CRD 21572 · SEC 801-54006

AUM

$23.0B

Regulatory assets under management

Employees

132

217 client accounts

Services offered by MARQUETTE ASSOCIATES, INC.

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at MARQUETTE ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Brian Lee Goding offer?

Brian Lee Goding specializes in Investment Management.

What are Brian Lee Goding's credentials?

Brian Lee Goding is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Lee Goding located?

Brian Lee Goding is based in CHICAGO, Illinois, last registered with MARQUETTE ASSOCIATES, INC..

How does Brian Lee Goding charge for services?

Brian Lee Goding's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retainer based fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARQUETTE ASSOCIATES, INC.?

MARQUETTE ASSOCIATES, INC. has approximately 132 employees and manages $23.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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