Unclaimed Profile

James R Wesner

MARQUETTE ASSOCIATES, INC.·CHICAGO, Illinois

Series 7, Series 63Clean record6 years registeredMARQUETTE ASSOCIATES, INC.

180 NORTH LASALLE STREET, CHICAGO, IL 60601CRD# 4492480Firm CRD# 21572

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James R Wesner · CHICAGO, IL

Registration

CRD #4492480 · MARQUETTE ASSOCIATES, INC. · 6 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARQUETTE ASSOCIATES, INC.

MARQUETTE ASSOCIATES, INC.

May 2020 – Jul 2025

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · May 16, 2020

Years registered · 6

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARQUETTE ASSOCIATES, INC.

CRD 21572 · SEC 801-54006

AUM

$23.0B

Regulatory assets under management

Employees

132

217 client accounts

Services offered by MARQUETTE ASSOCIATES, INC.

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at MARQUETTE ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does James R Wesner offer?

James R Wesner specializes in Investment Management.

What are James R Wesner's credentials?

James R Wesner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James R Wesner located?

James R Wesner is based in CHICAGO, Illinois, last registered with MARQUETTE ASSOCIATES, INC..

How does James R Wesner charge for services?

James R Wesner's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retainer based fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARQUETTE ASSOCIATES, INC.?

MARQUETTE ASSOCIATES, INC. has approximately 132 employees and manages $23.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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