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Scott Lee Hergott

VIVALDI CAPITAL MANAGEMENT LP·CHICAGO, Illinois
Unclaimed Profile
225 WEST WACKER, CHICAGO, IL 60606CRD# 2336468Firm CRD# 160150
01

About

Scott Lee Hergott is a registered financial advisor based in CHICAGO, Illinois, affiliated with VIVALDI CAPITAL MANAGEMENT LP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
VIVALDI CAPITAL MANAGEMENT LP
VIVALDI CAPITAL MANAGEMENT LP
AUM
$3.7B
Regulatory assets under management
Employees
57
Total firm employees
View all advisors at VIVALDI CAPITAL MANAGEMENT LP →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
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Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 2336468
Firm CRD# 160150
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Scott Lee Hergott offer?
Scott Lee Hergott specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Scott Lee Hergott's credentials?
Scott Lee Hergott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Lee Hergott located?
Scott Lee Hergott is based in CHICAGO, Illinois, working with VIVALDI CAPITAL MANAGEMENT LP. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Scott Lee Hergott charge for services?
Scott Lee Hergott's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VIVALDI CAPITAL MANAGEMENT LP?
VIVALDI CAPITAL MANAGEMENT LP has approximately 57 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at VIVALDI CAPITAL MANAGEMENT LP

Frank Domenic Pellicori
CHICAGO, IL
Michelle Marie Comella
CHICAGO, IL

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Research
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