Unclaimed Profile

Scott Charles Pospisil

PWMCO, LLC·CHICAGO, Illinois

SIE, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 66, Series 99TOClean record9 years registeredPWMCO, LLC

311 S. WACKER DRIVE, CHICAGO, IL 60606CRD# 4241768Firm CRD# 8485

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Charles Pospisil · CHICAGO, IL

Registration

CRD #4241768 · PWMCO, LLC · 9 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Nov 2021 – present

FIFTH THIRD SECURITIES, INC.

Aug 2019 – Nov 2021

NAPERVILLE, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 2016 – Jul 2019

ROLLING MEADOWS, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 66

Series 99TO

Registration record

First registered · November 29, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PWMCO, LLC

CRD 8485 · SEC 801-62143

AUM

$794M

Regulatory assets under management

Employees

423 client accounts

Services offered by PWMCO, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at PWMCO, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Charles Pospisil offer?

Scott Charles Pospisil specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are Scott Charles Pospisil's credentials?

Scott Charles Pospisil is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Charles Pospisil located?

Scott Charles Pospisil is based in CHICAGO, Illinois, working with PWMCO, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Scott Charles Pospisil charge for services?

Scott Charles Pospisil's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PWMCO, LLC?

PWMCO, LLC has approximately 3 employees and manages $794M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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