Unclaimed Profile

Richard French Judd

GENEVA ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 7, Series 63, Series 6525 years registeredGENEVA ADVISORS, LLC

181 W. MADISON ST, CHICAGO, IL 60602-4690CRD# 1891117Firm CRD# 121629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard French Judd · CHICAGO, IL

Registration

CRD #1891117 · GENEVA ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

CIBC PRIVATE WEALTH ADVISORS, INC.

Jul 2022 – present

CIBC WORLD MARKETS CORP.

Oct 2017 – present

GENEVA ADVISORS, LLC

Oct 2010 – Sep 2017

CHICAGO, IL

UBS FINANCIAL SERVICES INC.

Aug 2006 – Feb 2009

WEEHAWKEN, NJ

PIPER JAFFRAY & CO.

May 2004 – Aug 2006

CHICAGO, IL

DEUTSCHE BANK SECURITIES INC.

Jan 2001 – May 2004

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · January 16, 2001

Years registered · 25

Disclosure History

2018Customer Dispute·Award / Judgment

2009Customer Dispute·Settled

2009Employment Separation After Allegations

2007Customer Dispute·Settled

1997Customer Dispute·Denied

1994Customer Dispute·Settled

7 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GENEVA ADVISORS, LLC

CRD 121629 · SEC 801-61890

AUM

$7.9B

Regulatory assets under management

Employees

101

14,090 client accounts

Services offered by GENEVA ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GENEVA ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard French Judd offer?

Richard French Judd specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Richard French Judd's credentials?

Richard French Judd is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard French Judd located?

Richard French Judd is based in CHICAGO, Illinois, working with GENEVA ADVISORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Richard French Judd charge for services?

Richard French Judd's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENEVA ADVISORS, LLC?

GENEVA ADVISORS, LLC has approximately 101 employees and manages $7.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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