Unclaimed Profile

Bruce Lawrence Klein

GENEVA ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 3, Series 7, Series 63, Series 79TOCFAClean record21 years registeredGENEVA ADVISORS, LLC

181 W. MADISON ST, CHICAGO, IL 60602-4690CRD# 1588544Firm CRD# 121629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bruce Lawrence Klein · CHICAGO, IL

Registration

CRD #1588544 · GENEVA ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

CIBC PRIVATE WEALTH ADVISORS, INC.

Nov 2017 – present

CIBC WORLD MARKETS CORP.

Oct 2017 – present

GENEVA ADVISORS, LLC

Mar 2005 – Sep 2017

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 79TO

Registration record

First registered · March 22, 2005

Years registered · 21

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GENEVA ADVISORS, LLC

CRD 121629 · SEC 801-61890

AUM

$7.9B

Regulatory assets under management

Employees

101

14,090 client accounts

Services offered by GENEVA ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GENEVA ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Bruce Lawrence Klein offer?

Bruce Lawrence Klein specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Bruce Lawrence Klein's credentials?

Bruce Lawrence Klein holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Bruce Lawrence Klein located?

Bruce Lawrence Klein is based in CHICAGO, Illinois, working with GENEVA ADVISORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Bruce Lawrence Klein charge for services?

Bruce Lawrence Klein's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENEVA ADVISORS, LLC?

GENEVA ADVISORS, LLC has approximately 101 employees and manages $7.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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