Unclaimed Profile

Marie Ellen Dzanis

NORTHERN TRUST SECURITIES, INC.·CHICAGO, Illinois

SIE, Series 7, Series 9, Series 10, Series 24, Series 51, Series 63, Series 66Clean record25 years registeredNORTHERN TRUST SECURITIES, INC.

50 S. LASALLE, CHICAGO, IL 60603-0001CRD# 2032883Firm CRD# 7927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marie Ellen Dzanis · CHICAGO, IL

Registration

CRD #2032883 · NORTHERN TRUST SECURITIES, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHERN TRUST SECURITIES, INC.

BLACKROCK FUND ADVISORS

Sep 2007 – Feb 2010

SAN FRANCISCO, CA

SALOMON SMITH BARNEY INC.

Jul 2001 – Jun 2002

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 51

Series 63

Series 66

Registration record

First registered · July 19, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHERN TRUST SECURITIES, INC.

CRD 7927 · SEC 801-80781

AUM

$1.0B

Regulatory assets under management

Employees

2,110 client accounts

Services offered by NORTHERN TRUST SECURITIES, INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at NORTHERN TRUST SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Marie Ellen Dzanis offer?

Marie Ellen Dzanis specializes in Investment Management, Retirement Planning, Wealth Management.

What are Marie Ellen Dzanis's credentials?

Marie Ellen Dzanis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marie Ellen Dzanis located?

Marie Ellen Dzanis is based in CHICAGO, Illinois, last registered with NORTHERN TRUST SECURITIES, INC..

How does Marie Ellen Dzanis charge for services?

Marie Ellen Dzanis's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHERN TRUST SECURITIES, INC.?

NORTHERN TRUST SECURITIES, INC. has approximately 75 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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