Unclaimed Profile

Stephanie Eckert Goforth

NORTHERN TRUST SECURITIES, INC.·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 63, Series 66CFPClean record23 years registeredNORTHERN TRUST SECURITIES, INC.

50 S. LASALLE, CHICAGO, IL 60603-0001CRD# 4348777Firm CRD# 7927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephanie Eckert Goforth · CHICAGO, IL

Registration

CRD #4348777 · NORTHERN TRUST SECURITIES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHERN TRUST SECURITIES, INC.

NORTHERN TRUST SECURITIES, INC

May 2005 – Dec 2009

SARASOTA, FL

BANC OF AMERICA INVESTMENT SERVICES, INC.

Jan 2003 – Apr 2005

ST. PETERSBURG, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · January 21, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHERN TRUST SECURITIES, INC.

CRD 7927 · SEC 801-80781

AUM

$1.0B

Regulatory assets under management

Employees

2,110 client accounts

Services offered by NORTHERN TRUST SECURITIES, INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at NORTHERN TRUST SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Stephanie Eckert Goforth offer?

Stephanie Eckert Goforth specializes in Investment Management, Retirement Planning, Wealth Management.

What are Stephanie Eckert Goforth's credentials?

Stephanie Eckert Goforth holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Stephanie Eckert Goforth located?

Stephanie Eckert Goforth is based in CHICAGO, Illinois, last registered with NORTHERN TRUST SECURITIES, INC..

How does Stephanie Eckert Goforth charge for services?

Stephanie Eckert Goforth's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHERN TRUST SECURITIES, INC.?

NORTHERN TRUST SECURITIES, INC. has approximately 75 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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