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Carl Galen Lingenfelter

NORTHERN TRUST SECURITIES, INC.·CHICAGO, Illinois
Clean recordNORTHERN TRUST SECURITIES, INC.
50 S. LASALLE, CHICAGO, IL 60603-0001CRD# 1974208Firm CRD# 7927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carl Galen Lingenfelter · CHICAGO, IL
Registration
CRD #1974208 · NORTHERN TRUST SECURITIES, INC.
Brand Profile
Not yet started
01

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

02

Firm Overview

Firm
NORTHERN TRUST SECURITIES, INC.
CRD 7927 · SEC 801-80781
AUM
$1.0B
Regulatory assets under management
Employees
75
2,110 client accounts
Services offered by NORTHERN TRUST SECURITIES, INC.
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at NORTHERN TRUST SECURITIES, INC. →
Introduction

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Frequently Asked Questions

What services does Carl Galen Lingenfelter offer?
Carl Galen Lingenfelter specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Carl Galen Lingenfelter's credentials?
Carl Galen Lingenfelter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carl Galen Lingenfelter located?
Carl Galen Lingenfelter is based in CHICAGO, Illinois, working with NORTHERN TRUST SECURITIES, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Carl Galen Lingenfelter charge for services?
Carl Galen Lingenfelter's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTHERN TRUST SECURITIES, INC.?
NORTHERN TRUST SECURITIES, INC. has approximately 75 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NORTHERN TRUST SECURITIES, INC.

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Michael Angelo Jr. Vardas
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Anna Maria Ranaldi
CHICAGO, IL
Debra Ann Griewahn
CHICAGO, IL
Lyle Logan
CHICAGO, IL
Marie Ellen Dzanis
CHICAGO, IL

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