Unclaimed Profile

Keith Francis Pinsoneault

OPTIMUM INVESTMENT ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 7TO, Series 16, Series 40, Series 41, Series 63, Series 6528 years registeredOPTIMUM INVESTMENT ADVISORS, LLC

100 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 805050Firm CRD# 105182

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Keith Francis Pinsoneault · CHICAGO, IL

Registration

CRD #805050 · OPTIMUM INVESTMENT ADVISORS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OPTIMUM INVESTMENT ADVISORS, LLC

MORGAN STANLEY

Aug 2021 – Dec 2025

Deerfield, IL

MORGAN STANLEY

Jun 2021 – Jun 2021

Deerfield, IL

OPTIMUM INVESTMENT ADVISORS, LLC

Apr 1998 – Jun 2021

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 16

Series 40

Series 41

Series 63

Series 65

Registration record

First registered · April 29, 1998

Years registered · 28

Disclosure History

2003Customer Dispute·Settled

1998Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OPTIMUM INVESTMENT ADVISORS, LLC

CRD 105182 · SEC 801-35773

AUM

$288M

Regulatory assets under management

Employees

439 client accounts

Services offered by OPTIMUM INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OPTIMUM INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Keith Francis Pinsoneault offer?

Keith Francis Pinsoneault specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Keith Francis Pinsoneault's credentials?

Keith Francis Pinsoneault is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Keith Francis Pinsoneault located?

Keith Francis Pinsoneault is based in CHICAGO, Illinois, last registered with OPTIMUM INVESTMENT ADVISORS, LLC.

How does Keith Francis Pinsoneault charge for services?

Keith Francis Pinsoneault's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OPTIMUM INVESTMENT ADVISORS, LLC?

OPTIMUM INVESTMENT ADVISORS, LLC has approximately 5 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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