Unclaimed Profile

Andrew Jackson Goodwin

OPTIMUM INVESTMENT ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 7TO, Series 63, Series 65Clean record28 years registeredOPTIMUM INVESTMENT ADVISORS, LLC

100 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 1043096Firm CRD# 105182

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Jackson Goodwin · CHICAGO, IL

Registration

CRD #1043096 · OPTIMUM INVESTMENT ADVISORS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OPTIMUM INVESTMENT ADVISORS, LLC

MORGAN STANLEY

Jun 2021 – Apr 2026

Alpharetta, GA

OPTIMUM INVESTMENT ADVISORS, LLC

Apr 1998 – Jun 2021

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 63

Series 65

Registration record

First registered · April 29, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OPTIMUM INVESTMENT ADVISORS, LLC

CRD 105182 · SEC 801-35773

AUM

$288M

Regulatory assets under management

Employees

439 client accounts

Services offered by OPTIMUM INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OPTIMUM INVESTMENT ADVISORS, LLC →

Introduction

Speak with Andrew

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Andrew is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Andrew Jackson Goodwin offer?

Andrew Jackson Goodwin specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Andrew Jackson Goodwin's credentials?

Andrew Jackson Goodwin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Jackson Goodwin located?

Andrew Jackson Goodwin is based in CHICAGO, Illinois, last registered with OPTIMUM INVESTMENT ADVISORS, LLC.

How does Andrew Jackson Goodwin charge for services?

Andrew Jackson Goodwin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OPTIMUM INVESTMENT ADVISORS, LLC?

OPTIMUM INVESTMENT ADVISORS, LLC has approximately 5 employees and manages $288M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →