Unclaimed Profile

Joseph Patrick Hoffman

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.·CHICAGO, Illinois

SIE, Series 3, Series 7, Series 24, Series 30, Series 31, Series 63, Series 65, Series 99TOCFAClean record24 years registeredMESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

353 N. CLARK ST, CHICAGO, IL 60654CRD# 2733639Firm CRD# 111135

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Patrick Hoffman · CHICAGO, IL

Registration

CRD #2733639 · MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Aug 2017 – present

MESIROW FINANCIAL, INC.

Aug 2017 – present

RUSSELL INVESTMENT GROUP

Mar 2002 – Mar 2016

TACOMA, WA

RUSSELL INVESTMENTS

Mar 2002 – Oct 2007

TACOMA, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 30

Series 31

Series 63

Series 65

Series 99TO

Registration record

First registered · March 7, 2002

Years registered · 24

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

CRD 111135 · SEC 801-27047

AUM

$45.2B

Regulatory assets under management

Employees

185

13,396 client accounts

Services offered by MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Joseph Patrick Hoffman offer?

Joseph Patrick Hoffman specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Joseph Patrick Hoffman's credentials?

Joseph Patrick Hoffman holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joseph Patrick Hoffman located?

Joseph Patrick Hoffman is based in CHICAGO, Illinois, working with MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Joseph Patrick Hoffman charge for services?

Joseph Patrick Hoffman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.?

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. has approximately 185 employees and manages $45.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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