Unclaimed Profile

Mary Jo Moon Hayes

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.·CHICAGO, Illinois

SIE, Series 3, Series 4, Series 7, Series 8, Series 24, Series 63, Series 65, Series 79TOClean record17 years registeredMESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

353 N. CLARK ST, CHICAGO, IL 60654CRD# 1196353Firm CRD# 111135

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Jo Moon Hayes · CHICAGO, IL

Registration

CRD #1196353 · MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · 17 years registered

Brand Profile

Not yet started

Career History

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

May 2011 – present

MESIROW FINANCIAL, INC.

May 2011 – present

CHICAGO INVESTMENT GROUP, LLC

Jul 2009 – Sep 2009

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 8

Series 24

Series 63

Series 65

Series 79TO

Registration record

First registered · July 2, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

CRD 111135 · SEC 801-27047

AUM

$45.2B

Regulatory assets under management

Employees

185

13,396 client accounts

Services offered by MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Mary Jo Moon Hayes offer?

Mary Jo Moon Hayes specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Mary Jo Moon Hayes's credentials?

Mary Jo Moon Hayes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Jo Moon Hayes located?

Mary Jo Moon Hayes is based in CHICAGO, Illinois, working with MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Mary Jo Moon Hayes charge for services?

Mary Jo Moon Hayes's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.?

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. has approximately 185 employees and manages $45.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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