Unclaimed Profile

James J Karabas

EMBREE FINANCIAL GROUP·CHICAGO, Illinois

SIE, Series 3, Series 5, Series 7, Series 15, Series 24, Series 63, Series 65Clean record28 years registeredEMBREE FINANCIAL GROUP

440 N WELLS ST, CHICAGO, IL 60654CRD# 1296427Firm CRD# 108233

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James J Karabas · CHICAGO, IL

Registration

CRD #1296427 · EMBREE FINANCIAL GROUP · 28 years registered

Brand Profile

Not yet started

Career History

EMBREE FINANCIAL GROUP

Mar 2016 – present

WADDELL & REED

Sep 2013 – Jan 2016

SCHAUMBURG, IL

VESTOR CAPITAL, LLC

Nov 2012 – Apr 2013

CHICAGO, IL

VESTOR CAPITAL PARTNERS, LLC

Sep 2006 – Oct 2012

CHICAGO, IL

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Apr 1998 – Sep 2006

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 15

Series 24

Series 63

Series 65

Registration record

First registered · April 12, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMBREE FINANCIAL GROUP

CRD 108233 · SEC 801-63489

AUM

$2.0B

Regulatory assets under management

Employees

798 client accounts

Services offered by EMBREE FINANCIAL GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EMBREE FINANCIAL GROUP →

Introduction

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Frequently Asked Questions

What services does James J Karabas offer?

James J Karabas specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are James J Karabas's credentials?

James J Karabas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James J Karabas located?

James J Karabas is based in CHICAGO, Illinois, working with EMBREE FINANCIAL GROUP. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does James J Karabas charge for services?

James J Karabas's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMBREE FINANCIAL GROUP?

EMBREE FINANCIAL GROUP has approximately 19 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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