Unclaimed Profile

Paul Moody Embree

EMBREE FINANCIAL GROUP·CHICAGO, Illinois

Series 3, Series 7, Series 63, Series 65Clean record28 years registeredEMBREE FINANCIAL GROUP

440 N WELLS ST, CHICAGO, IL 60654CRD# 1714334Firm CRD# 108233

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Moody Embree · CHICAGO, IL

Registration

CRD #1714334 · EMBREE FINANCIAL GROUP · 28 years registered

Brand Profile

Not yet started

Career History

EMBREE FINANCIAL GROUP

Jan 2000 – present

PLOWSHARES ASSET MANAGEMENT, L.L.C.

Aug 1998 – Dec 2003

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · August 4, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMBREE FINANCIAL GROUP

CRD 108233 · SEC 801-63489

AUM

$2.0B

Regulatory assets under management

Employees

798 client accounts

Services offered by EMBREE FINANCIAL GROUP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EMBREE FINANCIAL GROUP →

Introduction

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Frequently Asked Questions

What services does Paul Moody Embree offer?

Paul Moody Embree specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Paul Moody Embree's credentials?

Paul Moody Embree is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Moody Embree located?

Paul Moody Embree is based in CHICAGO, Illinois, working with EMBREE FINANCIAL GROUP. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Paul Moody Embree charge for services?

Paul Moody Embree's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMBREE FINANCIAL GROUP?

EMBREE FINANCIAL GROUP has approximately 19 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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