Unclaimed Profile

James Edward Corbett

WINTRUST INVESTMENTS, LLC·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 63, Series 66, Series 99TOClean record17 years registeredWINTRUST INVESTMENTS, LLC

231 SOUTH LASALLE STREET, CHICAGO, IL 60604CRD# 2371982Firm CRD# 875

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Edward Corbett · CHICAGO, IL

Registration

CRD #2371982 · WINTRUST INVESTMENTS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jan 2025 – present

WINTRUST INVESTMENTS

May 2009 – Jan 2025

Chicago, IL

WAYNE HUMMER ASSET MANAGEMENT COMPANY

Aug 2008 – Dec 2009

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · August 20, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WINTRUST INVESTMENTS, LLC

CRD 875 · SEC 801-64233

AUM

$14.4B

Regulatory assets under management

Employees

178

10,969 client accounts

Services offered by WINTRUST INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WINTRUST INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does James Edward Corbett offer?

James Edward Corbett specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are James Edward Corbett's credentials?

James Edward Corbett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Edward Corbett located?

James Edward Corbett is based in CHICAGO, Illinois, working with WINTRUST INVESTMENTS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does James Edward Corbett charge for services?

James Edward Corbett's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WINTRUST INVESTMENTS, LLC?

WINTRUST INVESTMENTS, LLC has approximately 178 employees and manages $14.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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