Unclaimed Profile

Gregory Ralph Powell

OGILVIE SECURITY ADVISORS CORPORATION·CHICAGO, Illinois

SIE, Series 4, Series 7, Series 24, Series 51, Series 63, Series 99TO27 years registeredOGILVIE SECURITY ADVISORS CORPORATION

71 S. WACKER DRIVE ,SUITE 3025, CHICAGO, IL 60606CRD# 1217415Firm CRD# 10105

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Ralph Powell · CHICAGO, IL

Registration

CRD #1217415 · OGILVIE SECURITY ADVISORS CORPORATION · 27 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jun 2025 – present

CETERA ADVISORS LLC

Jun 2025 – present

CETERA INVESTMENT ADVISERS LLC

Nov 2020 – Apr 2025

MUNDELEIN, IL

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2013 – Nov 2020

MUNDELEIN, IL

OGILVIE SECURITY ADVISORS CORP

Jun 2006 – Oct 2012

CHICAGO, IL

HERITAGE CAPITAL MANAGEMENT INC

Jul 1999 – May 2006

SCHAUMBURG, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 51

Series 63

Series 99TO

Registration record

First registered · July 26, 1999

Years registered · 27

Disclosure History

2015Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

OGILVIE SECURITY ADVISORS CORPORATION

CRD 10105 · SEC 801-44573

AUM

$2M

Regulatory assets under management

Employees

12 client accounts

Services offered by OGILVIE SECURITY ADVISORS CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OGILVIE SECURITY ADVISORS CORPORATION →

Introduction

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Frequently Asked Questions

What services does Gregory Ralph Powell offer?

Gregory Ralph Powell specializes in Financial Planning, Investment Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Gregory Ralph Powell's credentials?

Gregory Ralph Powell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Ralph Powell located?

Gregory Ralph Powell is based in CHICAGO, Illinois, working with OGILVIE SECURITY ADVISORS CORPORATION. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Gregory Ralph Powell charge for services?

Gregory Ralph Powell's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OGILVIE SECURITY ADVISORS CORPORATION?

OGILVIE SECURITY ADVISORS CORPORATION has approximately 11 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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