Unclaimed Profile

Donald Richard Ogilvie

OGILVIE SECURITY ADVISORS CORPORATION·CHICAGO, Illinois

Series 1, Series 7, Series 24, Series 39, Series 53, Series 63, Series 6532 years registeredOGILVIE SECURITY ADVISORS CORPORATION

71 S. WACKER DRIVE ,SUITE 3025, CHICAGO, IL 60606CRD# 702152Firm CRD# 10105

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Richard Ogilvie · CHICAGO, IL

Registration

CRD #702152 · OGILVIE SECURITY ADVISORS CORPORATION · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OGILVIE SECURITY ADVISORS CORPORATION

FIRST ALLIED ADVISORY SERVICES, INC.

Oct 2012 – Nov 2013

CHESTERFIELD, MO

OGILVIE SECURITY ADVISORS CORP

May 1994 – Oct 2012

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 1

Series 7

Series 24

Series 39

Series 53

Series 63

Series 65

Registration record

First registered · May 13, 1994

Years registered · 32

Disclosure History

2001Regulatory·Final

1999Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OGILVIE SECURITY ADVISORS CORPORATION

CRD 10105 · SEC 801-44573

AUM

$2M

Regulatory assets under management

Employees

12 client accounts

Services offered by OGILVIE SECURITY ADVISORS CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OGILVIE SECURITY ADVISORS CORPORATION →

Introduction

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Frequently Asked Questions

What services does Donald Richard Ogilvie offer?

Donald Richard Ogilvie specializes in Financial Planning, Investment Management.

What are Donald Richard Ogilvie's credentials?

Donald Richard Ogilvie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Richard Ogilvie located?

Donald Richard Ogilvie is based in CHICAGO, Illinois, last registered with OGILVIE SECURITY ADVISORS CORPORATION.

How does Donald Richard Ogilvie charge for services?

Donald Richard Ogilvie's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OGILVIE SECURITY ADVISORS CORPORATION?

OGILVIE SECURITY ADVISORS CORPORATION has approximately 11 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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