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Erik Peter Mogavero

NUVEEN FUND ADVISORS, LLC·CHICAGO, Illinois
SIE, Series 7, Series 24, Series 63Clean recordNUVEEN FUND ADVISORS, LLC
333 WEST WACKER DRIVE, CHICAGO, IL 60606CRD# 2540210Firm CRD# 104626

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Erik Peter Mogavero · CHICAGO, IL
Registration
CRD #2540210 · NUVEEN FUND ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NUVEEN FUND ADVISORS, LLC
CRD 104626 · SEC 801-14147
AUM
$150.4B
Regulatory assets under management
Employees
146
182 client accounts
Services offered by NUVEEN FUND ADVISORS, LLC
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
View all advisors at NUVEEN FUND ADVISORS, LLC →
Introduction

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Frequently Asked Questions

What services does Erik Peter Mogavero offer?
Erik Peter Mogavero specializes in Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.
What are Erik Peter Mogavero's credentials?
Erik Peter Mogavero is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Erik Peter Mogavero located?
Erik Peter Mogavero is based in CHICAGO, Illinois, working with NUVEEN FUND ADVISORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Erik Peter Mogavero charge for services?
Erik Peter Mogavero's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NUVEEN FUND ADVISORS, LLC?
NUVEEN FUND ADVISORS, LLC has approximately 146 employees and manages $150.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NUVEEN FUND ADVISORS, LLC

Gifford Ross Zimmerman
CHICAGO, IL
Greg Andrew Bottjer
CHICAGO, IL
CFA
Anthony E Ciccarone
CHICAGO, IL
Cedric Henry Antosiewicz
CHICAGO, IL
William Adams
CHICAGO, IL
David Joseph Lamb
CHICAGO, IL

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Nearby cities in Illinois
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Research
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