Unclaimed Profile

Dawn Marie Cornwall

THE MATHER GROUP, LLC·CHICAGO, Illinois

Series 7, Series 31, Series 63Clean record17 years registeredTHE MATHER GROUP, LLC

353 N. CLARK STREET, CHICAGO, IL 60654CRD# 1619298Firm CRD# 156005

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dawn Marie Cornwall · CHICAGO, IL

Registration

CRD #1619298 · THE MATHER GROUP, LLC · 17 years registered

Brand Profile

Not yet started

Career History

THE MATHER GROUP, LLC

Mar 2011 – present

MORGAN STANLEY SMITH BARNEY LLC

Jul 2009 – Mar 2011

OAK BROOK, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Registration record

First registered · July 17, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE MATHER GROUP, LLC

CRD 156005 · SEC 801-72156

AUM

$10.5B

Regulatory assets under management

Employees

163

15,974 client accounts

Services offered by THE MATHER GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at THE MATHER GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Dawn Marie Cornwall offer?

Dawn Marie Cornwall specializes in Financial Planning, Investment Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Dawn Marie Cornwall's credentials?

Dawn Marie Cornwall is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dawn Marie Cornwall located?

Dawn Marie Cornwall is based in CHICAGO, Illinois, working with THE MATHER GROUP, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Dawn Marie Cornwall charge for services?

Dawn Marie Cornwall's firm is compensated through percentage of aum, hourly charges, subscription fees, other: a percentage of total net worth. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE MATHER GROUP, LLC?

THE MATHER GROUP, LLC has approximately 163 employees and manages $10.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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