Unclaimed Profile

Steven Mallin Berman

THE MATHER GROUP, LLC·CHICAGO, Illinois

Series 2, Series 65Clean record34 years registeredTHE MATHER GROUP, LLC

353 N. CLARK STREET, CHICAGO, IL 60654CRD# 2226183Firm CRD# 156005

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Mallin Berman · CHICAGO, IL

Registration

CRD #2226183 · THE MATHER GROUP, LLC · 34 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE MATHER GROUP, LLC

THE MATHER GROUP, LLC

Oct 2018 – Jan 2024

Mill Valley, CA

BERMAN, STEVEN M.

Mar 1992 – Oct 2018

MILL VALLEY, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 65

Registration record

First registered · March 27, 1992

Years registered · 34

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE MATHER GROUP, LLC

CRD 156005 · SEC 801-72156

AUM

$10.5B

Regulatory assets under management

Employees

163

15,974 client accounts

Services offered by THE MATHER GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at THE MATHER GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Mallin Berman offer?

Steven Mallin Berman specializes in Financial Planning, Investment Management.

What are Steven Mallin Berman's credentials?

Steven Mallin Berman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Mallin Berman located?

Steven Mallin Berman is based in CHICAGO, Illinois, last registered with THE MATHER GROUP, LLC.

How does Steven Mallin Berman charge for services?

Steven Mallin Berman's firm is compensated through percentage of aum, hourly charges, subscription fees, other: a percentage of total net worth. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE MATHER GROUP, LLC?

THE MATHER GROUP, LLC has approximately 163 employees and manages $10.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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