Unclaimed Profile

Terry Lynn Buffalo

FIRST MIDWEST SECURITIES, INC.·BLOOMINGTON, Illinois

SIE, Series 6, Series 7, Series 24, Series 53, Series 63, Series 66Clean record14 years registeredFIRST MIDWEST SECURITIES, INC.

207 W. JEFFERSON STREET, BLOOMINGTON, IL 61701-3969CRD# 1878363Firm CRD# 21786

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Terry Lynn Buffalo · BLOOMINGTON, IL

Registration

CRD #1878363 · FIRST MIDWEST SECURITIES, INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST MIDWEST SECURITIES, INC.

BUFFALO FINANCIAL SOLUTIONS, LLC

May 2013 – Jul 2017

LITTLE ROCK, AR

FMSI ADVISERS

Jan 2012 – Feb 2013

NEW PORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · January 30, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST MIDWEST SECURITIES, INC.

CRD 21786 · SEC 801-67749

AUM

$169M

Regulatory assets under management

Employees

498 client accounts

Services offered by FIRST MIDWEST SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST MIDWEST SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Terry Lynn Buffalo offer?

Terry Lynn Buffalo specializes in Financial Planning, Investment Management.

What are Terry Lynn Buffalo's credentials?

Terry Lynn Buffalo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Terry Lynn Buffalo located?

Terry Lynn Buffalo is based in BLOOMINGTON, Illinois, last registered with FIRST MIDWEST SECURITIES, INC..

How does Terry Lynn Buffalo charge for services?

Terry Lynn Buffalo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST MIDWEST SECURITIES, INC.?

FIRST MIDWEST SECURITIES, INC. has approximately 9 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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