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Kelly Sutton

FIRST MIDWEST SECURITIES, INC.·BLOOMINGTON, Illinois
Unclaimed Profile
207 W. JEFFERSON STREET, BLOOMINGTON, IL 61701-3969CRD# 2033974Firm CRD# 21786
01

About

Kelly Sutton is a registered financial advisor based in BLOOMINGTON, Illinois, affiliated with FIRST MIDWEST SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
FIRST MIDWEST SECURITIES, INC.
FMSI ADVISERS
AUM
$169M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at FIRST MIDWEST SECURITIES, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2033974
Firm CRD# 21786
3 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kelly Sutton offer?
Kelly Sutton specializes in Financial Planning, Investment Management. Contact their office in BLOOMINGTON, Illinois for a consultation.
What are Kelly Sutton's credentials?
Kelly Sutton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kelly Sutton located?
Kelly Sutton is based in BLOOMINGTON, Illinois, working with FIRST MIDWEST SECURITIES, INC.. Their office serves clients in the BLOOMINGTON metropolitan area and surrounding communities.
How does Kelly Sutton charge for services?
Kelly Sutton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST MIDWEST SECURITIES, INC.?
FIRST MIDWEST SECURITIES, INC. has approximately 9 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in BLOOMINGTON
Barbara Lucille Mosson — COUNTRY TRUST BANKAlan Keith Dodds — COUNTRY TRUST BANKWade Vernon Harrison — COUNTRY TRUST BANKKurt Franklin Bock — COUNTRY TRUST BANKJames Michael Sr Tuohey — FIRST MIDWEST SECURITIES, INC.
Nearby cities in Illinois
CHICAGO (3944)OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)
City Guides
CHICAGO GuideOAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
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