Unclaimed Profile

James Michael Sr Tuohey

FIRST MIDWEST SECURITIES, INC.·BLOOMINGTON, Illinois

Series 6, Series 7, Series 24, Series 27, Series 63, Series 6614 years registeredFIRST MIDWEST SECURITIES, INC.

207 W. JEFFERSON STREET, BLOOMINGTON, IL 61701-3969CRD# 1828227Firm CRD# 21786

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Michael Sr Tuohey · BLOOMINGTON, IL

Registration

CRD #1828227 · FIRST MIDWEST SECURITIES, INC. · 14 years registered

Brand Profile

Not yet started

Career History

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

Nov 2025 – present

GARLAND AND GREENWOOD WEALTH ADVISORS LLC

May 2022 – Oct 2025

ROLAND, AR

BOLMGREN RETIREPLAN, INC.

May 2015 – Feb 2022

CHICAGO, IL

SANDLAPPER WEALTH MANAGEMENT, LLC

Oct 2012 – Nov 2013

GREENVILLE, SC

FMSI ADVISERS

May 2012 – Sep 2012

BLOOMINGTON, IL

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 27

Series 63

Series 66

Registration record

First registered · May 14, 2012

Years registered · 14

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FIRST MIDWEST SECURITIES, INC.

CRD 21786 · SEC 801-67749

AUM

$169M

Regulatory assets under management

Employees

498 client accounts

Services offered by FIRST MIDWEST SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST MIDWEST SECURITIES, INC. →

Introduction

Speak with James Michael Sr

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James Michael Sr is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BLOOMINGTON?

Browse all registered financial advisors in BLOOMINGTON, Illinois or claim this profile if it's yours.

Browse BLOOMINGTON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Michael Sr Tuohey offer?

James Michael Sr Tuohey specializes in Financial Planning, Investment Management. Contact their office in BLOOMINGTON, Illinois for a consultation.

What are James Michael Sr Tuohey's credentials?

James Michael Sr Tuohey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Michael Sr Tuohey located?

James Michael Sr Tuohey is based in BLOOMINGTON, Illinois, working with FIRST MIDWEST SECURITIES, INC.. Their office serves clients in the BLOOMINGTON metropolitan area and surrounding communities.

How does James Michael Sr Tuohey charge for services?

James Michael Sr Tuohey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST MIDWEST SECURITIES, INC.?

FIRST MIDWEST SECURITIES, INC. has approximately 9 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →