Unclaimed Profile

James Linna

FIRST MIDWEST SECURITIES, INC.·BLOOMINGTON, Illinois

SIE, Series 6, Series 7, Series 22, Series 24, Series 53, Series 63, Series 66Clean record22 years registeredFIRST MIDWEST SECURITIES, INC.

207 W. JEFFERSON STREET, BLOOMINGTON, IL 61701-3969CRD# 733321Firm CRD# 21786

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Linna · BLOOMINGTON, IL

Registration

CRD #733321 · FIRST MIDWEST SECURITIES, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST MIDWEST SECURITIES, INC.

NWF ADVISORY SERVICES INC

Jul 2015 – Nov 2018

SAN DIEGO, CA

ROYAL ALLIANCE ASSOCIATES, INC.

May 2015 – Jul 2016

SAN DIEGO, CA

FMSI ADVISERS

May 2004 – Jul 2015

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · May 10, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST MIDWEST SECURITIES, INC.

CRD 21786 · SEC 801-67749

AUM

$169M

Regulatory assets under management

Employees

498 client accounts

Services offered by FIRST MIDWEST SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIRST MIDWEST SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does James Linna offer?

James Linna specializes in Financial Planning, Investment Management.

What are James Linna's credentials?

James Linna is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Linna located?

James Linna is based in BLOOMINGTON, Illinois, last registered with FIRST MIDWEST SECURITIES, INC..

How does James Linna charge for services?

James Linna's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST MIDWEST SECURITIES, INC.?

FIRST MIDWEST SECURITIES, INC. has approximately 9 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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