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Michael Shane Shanahan

FIRST MIDWEST SECURITIES, INC.·BLOOMINGTON, Illinois
SIE, Series 6, Series 7, Series 24, Series 26, Series 51, Series 63FIRST MIDWEST SECURITIES, INC.
207 W. JEFFERSON STREET, BLOOMINGTON, IL 61701-3969CRD# 3083089Firm CRD# 21786

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Shane Shanahan · BLOOMINGTON, IL
Registration
CRD #3083089 · FIRST MIDWEST SECURITIES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 26
Series 51
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
FIRST MIDWEST SECURITIES, INC.
CRD 21786 · SEC 801-67749
AUM
$169M
Regulatory assets under management
Employees
9
498 client accounts
Services offered by FIRST MIDWEST SECURITIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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04

Frequently Asked Questions

What services does Michael Shane Shanahan offer?
Michael Shane Shanahan specializes in Financial Planning, Investment Management. Contact their office in BLOOMINGTON, Illinois for a consultation.
What are Michael Shane Shanahan's credentials?
Michael Shane Shanahan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Shane Shanahan located?
Michael Shane Shanahan is based in BLOOMINGTON, Illinois, working with FIRST MIDWEST SECURITIES, INC.. Their office serves clients in the BLOOMINGTON metropolitan area and surrounding communities.
How does Michael Shane Shanahan charge for services?
Michael Shane Shanahan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST MIDWEST SECURITIES, INC.?
FIRST MIDWEST SECURITIES, INC. has approximately 9 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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