Unclaimed Profile

John Parker Rhodes

AP WEALTH MANAGEMENT, LLC·AUGUSTA, Georgia

SIE, Series 6, Series 7, Series 7TO, Series 9, Series 10, Series 63, Series 65, Series 66CFA16 years registeredAP WEALTH MANAGEMENT, LLC

1100 FRAZIER DRIVE, AUGUSTA, GA 30909CRD# 1570758Firm CRD# 156417

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Parker Rhodes · AUGUSTA, GA

Registration

CRD #1570758 · AP WEALTH MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

CHARLES SCHWAB & CO., INC.

Sep 2019 – present

INTEGRATED ADVISORS NETWORK LLC

Aug 2018 – Aug 2019

Augusta, GA

AUGUSTA CAPITAL INVESTORS, LLC

Mar 2014 – Aug 2018

AUGUSTA, GA

AUGUSTA CAPITAL MANAGEMENT, LLC

Aug 2012 – May 2019

AUGUSTA, GA

AP WEALTH MANAGEMENT

Apr 2011 – Aug 2018

AUGUSTA, GA

(DBA) MCMANUS & SINCLAIR WEALTH MANAGEMENT, LLC

Jan 2010 – Aug 2011

AUGUSTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 7TO

Series 9

Series 10

Series 63

Series 65

Series 66

Registration record

First registered · January 19, 2010

Years registered · 16

Professional designation · CFA

Disclosure History

2022Judgment / Lien

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AP WEALTH MANAGEMENT, LLC

CRD 156417 · SEC 801-107514

AUM

$237M

Regulatory assets under management

Employees

819 client accounts

Services offered by AP WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AP WEALTH MANAGEMENT, LLC →

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in AUGUSTA?

Browse all registered financial advisors in AUGUSTA, Georgia or claim this profile if it's yours.

Browse AUGUSTA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Parker Rhodes offer?

John Parker Rhodes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUGUSTA, Georgia for a consultation.

What are John Parker Rhodes's credentials?

John Parker Rhodes holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Parker Rhodes located?

John Parker Rhodes is based in AUGUSTA, Georgia, working with AP WEALTH MANAGEMENT, LLC. Their office serves clients in the AUGUSTA metropolitan area and surrounding communities.

How does John Parker Rhodes charge for services?

John Parker Rhodes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AP WEALTH MANAGEMENT, LLC?

AP WEALTH MANAGEMENT, LLC has approximately 6 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →