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Benjamin Allen Braxton

ASSET ADVISORS INVESTMENT MANAGEMENT, LLC·AUGUSTA, Georgia
Series 65Clean record2 years registeredASSET ADVISORS INVESTMENT MANAGEMENT, LLC
2814-A HILLCREEK DRIVE, AUGUSTA, GA 30909-5635CRD# 7348173Firm CRD# 297305

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Benjamin Allen Braxton · AUGUSTA, GA
Registration
CRD #7348173 · ASSET ADVISORS INVESTMENT MANAGEMENT, LLC · 2 years registered
Brand Profile
Not yet started
01

Career History

Apr 2024present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · April 5, 2024
Years registered · 2
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ASSET ADVISORS INVESTMENT MANAGEMENT, LLC
CRD 297305 · SEC 801-113477
AUM
$1.1B
Regulatory assets under management
Employees
9
1,108 client accounts
Services offered by ASSET ADVISORS INVESTMENT MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Benjamin Allen Braxton offer?
Benjamin Allen Braxton specializes in Financial Planning, Investment Management. Contact their office in AUGUSTA, Georgia for a consultation.
What are Benjamin Allen Braxton's credentials?
Benjamin Allen Braxton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Benjamin Allen Braxton located?
Benjamin Allen Braxton is based in AUGUSTA, Georgia, working with ASSET ADVISORS INVESTMENT MANAGEMENT, LLC. Their office serves clients in the AUGUSTA metropolitan area and surrounding communities.
How does Benjamin Allen Braxton charge for services?
Benjamin Allen Braxton's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASSET ADVISORS INVESTMENT MANAGEMENT, LLC?
ASSET ADVISORS INVESTMENT MANAGEMENT, LLC has approximately 9 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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