Unclaimed Profile

Thomas M O'gorman

AP WEALTH MANAGEMENT, LLC·AUGUSTA, Georgia

Series 65Clean record10 years registeredAP WEALTH MANAGEMENT, LLC

1100 FRAZIER DRIVE, AUGUSTA, GA 30909CRD# 6486292Firm CRD# 156417

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas M O'gorman · AUGUSTA, GA

Registration

CRD #6486292 · AP WEALTH MANAGEMENT, LLC · 10 years registered

Brand Profile

Not yet started

Career History

AP WEALTH MANAGEMENT

Aug 2016 – present

AUGUSTA CAPITAL INVESTORS, LLC

Aug 2016 – Mar 2019

AUGUSTA, GA

EQUUS MANAGEMENT

Aug 2015 – Aug 2016

MARTINEZ, GA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 28, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AP WEALTH MANAGEMENT, LLC

CRD 156417 · SEC 801-107514

AUM

$237M

Regulatory assets under management

Employees

819 client accounts

Services offered by AP WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AP WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas M O'gorman offer?

Thomas M O'gorman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUGUSTA, Georgia for a consultation.

What are Thomas M O'gorman's credentials?

Thomas M O'gorman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas M O'gorman located?

Thomas M O'gorman is based in AUGUSTA, Georgia, working with AP WEALTH MANAGEMENT, LLC. Their office serves clients in the AUGUSTA metropolitan area and surrounding communities.

How does Thomas M O'gorman charge for services?

Thomas M O'gorman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AP WEALTH MANAGEMENT, LLC?

AP WEALTH MANAGEMENT, LLC has approximately 6 employees and manages $237M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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