Unclaimed Profile

Kelly Lee Straub

MERIT FINANCIAL GROUP, LLC·ALPHARETTA, Georgia

SIE, Series 7, Series 24, Series 63, Series 65CFP24 years registeredMERIT FINANCIAL GROUP, LLC

2400 LAKEVIEW PARKWAY, ALPHARETTA, GA 30009CRD# 1122041Firm CRD# 142457

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Lee Straub · ALPHARETTA, GA

Registration

CRD #1122041 · MERIT FINANCIAL GROUP, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MERIT FINANCIAL GROUP, LLC

LPL FINANCIAL LLC

Mar 2011 – Dec 2012

CHARLOTTE, NC

MERIT FINANCIAL ADVISORS

Dec 2010 – Jul 2025

Boca Raton, FL

SECURITIES AMERICA ADVISORS, INC.

Dec 2002 – Dec 2010

CHARLOTTE, NC

LINCOLN FINANCIAL ADVISORS CORPORATION

Dec 2001 – Dec 2002

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 31, 2001

Years registered · 24

Professional designation · CFP

Disclosure History

2022Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MERIT FINANCIAL GROUP, LLC

CRD 142457 · SEC 801-67462

AUM

$7.3B

Regulatory assets under management

Employees

258

25,088 client accounts

Services offered by MERIT FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MERIT FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Kelly Lee Straub offer?

Kelly Lee Straub specializes in Financial Planning, Investment Management, Wealth Management.

What are Kelly Lee Straub's credentials?

Kelly Lee Straub holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kelly Lee Straub located?

Kelly Lee Straub is based in ALPHARETTA, Georgia, last registered with MERIT FINANCIAL GROUP, LLC.

How does Kelly Lee Straub charge for services?

Kelly Lee Straub's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MERIT FINANCIAL GROUP, LLC?

MERIT FINANCIAL GROUP, LLC has approximately 258 employees and manages $7.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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