Unclaimed Profile

John Douglas Baxley

MERIT FINANCIAL GROUP, LLC·ALPHARETTA, Georgia

SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TOCFPClean record22 years registeredMERIT FINANCIAL GROUP, LLC

2400 LAKEVIEW PARKWAY, ALPHARETTA, GA 30009CRD# 3214809Firm CRD# 142457

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Douglas Baxley · ALPHARETTA, GA

Registration

CRD #3214809 · MERIT FINANCIAL GROUP, LLC · 22 years registered

Brand Profile

Not yet started

Career History

PURSHE KAPLAN STERLING INVESTMENTS

Aug 2024 – present

MERIT FINANCIAL ADVISORS

Nov 2023 – present

SILVER OAK SECURITIES, INC.

May 2021 – Nov 2023

Knoxville, TN

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Sep 2019 – May 2021

Fairfield, IA

LADENBURG THALMANN ASSET MANAGEMENT INC

Jan 2017 – Jul 2019

Knoxville, TN

SSN ADVISORY, INC.

Aug 2006 – Dec 2018

KNOXVILLE, TN

LANDOAK SECURITIES, LLC

Aug 2003 – Aug 2006

KNOXVILLE, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · August 26, 2003

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MERIT FINANCIAL GROUP, LLC

CRD 142457 · SEC 801-67462

AUM

$7.3B

Regulatory assets under management

Employees

258

25,088 client accounts

Services offered by MERIT FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MERIT FINANCIAL GROUP, LLC →

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ALPHARETTA?

Browse all registered financial advisors in ALPHARETTA, Georgia or claim this profile if it's yours.

Browse ALPHARETTA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Douglas Baxley offer?

John Douglas Baxley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ALPHARETTA, Georgia for a consultation.

What are John Douglas Baxley's credentials?

John Douglas Baxley holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Douglas Baxley located?

John Douglas Baxley is based in ALPHARETTA, Georgia, working with MERIT FINANCIAL GROUP, LLC. Their office serves clients in the ALPHARETTA metropolitan area and surrounding communities.

How does John Douglas Baxley charge for services?

John Douglas Baxley's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MERIT FINANCIAL GROUP, LLC?

MERIT FINANCIAL GROUP, LLC has approximately 258 employees and manages $7.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →