Unclaimed Profile

Rick Lee Kent

MERIT FINANCIAL GROUP, LLC·ALPHARETTA, Georgia

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFPClean record23 years registeredMERIT FINANCIAL GROUP, LLC

2400 LAKEVIEW PARKWAY, ALPHARETTA, GA 30009CRD# 2871310Firm CRD# 142457

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rick Lee Kent · ALPHARETTA, GA

Registration

CRD #2871310 · MERIT FINANCIAL GROUP, LLC · 23 years registered

Brand Profile

Not yet started

Career History

MERIT FINANCIAL ADVISORS

Feb 2007 – present

LIFESTYLE PLANNING SOLUTIONS, LLC

Dec 2018 – Feb 2019

ALPHARETTA, GA

LPL FINANCIAL CORPORATION

Dec 2010 – Dec 2010

ALPHARETTA, GA

SECURITIES AMERICA ADVISORS, INC.

Jan 2003 – Feb 2007

ALPHARETTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 17, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MERIT FINANCIAL GROUP, LLC

CRD 142457 · SEC 801-67462

AUM

$7.3B

Regulatory assets under management

Employees

258

25,088 client accounts

Services offered by MERIT FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MERIT FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Rick Lee Kent offer?

Rick Lee Kent specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ALPHARETTA, Georgia for a consultation.

What are Rick Lee Kent's credentials?

Rick Lee Kent holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Rick Lee Kent located?

Rick Lee Kent is based in ALPHARETTA, Georgia, working with MERIT FINANCIAL GROUP, LLC. Their office serves clients in the ALPHARETTA metropolitan area and surrounding communities.

How does Rick Lee Kent charge for services?

Rick Lee Kent's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MERIT FINANCIAL GROUP, LLC?

MERIT FINANCIAL GROUP, LLC has approximately 258 employees and manages $7.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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