Unclaimed Profile

Vincent Michael Esposito

SUNGARDEN FUND MANAGEMENT·WESTON, Florida

Series 7, Series 63, Series 65Clean record22 years registeredSUNGARDEN FUND MANAGEMENT

1640 TOWN CIRCLE, WESTON, FL 33326CRD# 2566788Firm CRD# 283809

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Vincent Michael Esposito · WESTON, FL

Registration

CRD #2566788 · SUNGARDEN FUND MANAGEMENT · 22 years registered

Brand Profile

Not yet started

Career History

INTEGRATED WEALTH CONCEPTS LLC

Dec 2025 – present

DYNAMIC

May 2014 – Jan 2026

GUILFORD, CT

SPRUCE HILL CAPITAL, LLC

Dec 2010 – Jul 2014

GUILFORD, CT

COMMONWEALTH FINANCIAL NETWORK

Sep 2003 – Nov 2010

NEW HAVEN, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · September 24, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUNGARDEN FUND MANAGEMENT

CRD 283809 · SEC 801-107914

AUM

$37M

Regulatory assets under management

Employees

1 client accounts

Services offered by SUNGARDEN FUND MANAGEMENT

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at SUNGARDEN FUND MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Vincent Michael Esposito offer?

Vincent Michael Esposito specializes in Investment Management. Contact their office in WESTON, Florida for a consultation.

What are Vincent Michael Esposito's credentials?

Vincent Michael Esposito is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Vincent Michael Esposito located?

Vincent Michael Esposito is based in WESTON, Florida, working with SUNGARDEN FUND MANAGEMENT. Their office serves clients in the WESTON metropolitan area and surrounding communities.

How does Vincent Michael Esposito charge for services?

Vincent Michael Esposito's firm is compensated through performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUNGARDEN FUND MANAGEMENT?

SUNGARDEN FUND MANAGEMENT has approximately 7 employees and manages $37M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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