Unclaimed Profile

Rajiv Shah

VLB CAPITAL LLC·WESTON, Florida

SIE, Series 3, Series 4, Series 6, Series 7, Series 24, Series 26, Series 27, Series 30, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 82TO, Series 99TOClean record25 years registeredVLB CAPITAL LLC

4084 PINE RIDGE LANE, WESTON, FL 33331CRD# 3162156Firm CRD# 324885

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rajiv Shah · WESTON, FL

Registration

CRD #3162156 · VLB CAPITAL LLC · 25 years registered

Brand Profile

Not yet started

Career History

INNOVAYTE CAPITAL

Nov 2025 – present

KEPLER CAPITAL MARKETS, INC.

Mar 2025 – present

CIBEST CAPITAL SECURITIES, LLC

Dec 2024 – present

SEMINARIO SECURITIES

Apr 2024 – present

SHELLMAN INVESTMENT MANAGEMENT, LLC

Feb 2024 – present

INNOVA ADVISORS

Jan 2024 – present

CGIS SECURITIES LLC

Feb 2020 – present

INVESTMENT PLACEMENT GROUP

Sep 2019 – present

KINGSWOOD CAPITAL PARTNERS, LLC

Jun 2018 – present

LAZARI CAPITAL MANAGEMENT, INC.

May 2018 – present

ZEST

Jan 2025 – Apr 2025

Weston, FL

VLB CAPITAL

Sep 2024 – Oct 2024

Weston, FL

PUENTE ASESORAMIENTO DE INVERSIONES, LLC

May 2021 – Jun 2023

WESTON, FL

NEXT FINANCIAL GROUP, INC.

Jul 2017 – Jul 2017

SAINT AUGUSTINE, FL

DEUTSCHE BANK SECURITIES INC.

Oct 2014 – Jun 2015

JACKSONVILLE, FL

KOVACK ADVISORS, INC.

May 2011 – Sep 2014

FT. LAUDERDALE, FL

CRESCENT PALM CAPITAL PARTNERS LLC

Apr 2011 – Jan 2012

CLEARWATER, FL

AMERIVEST INVESTMENT MANAGEMENT, LLC

May 2008 – Aug 2010

FT LAUDERDALE, FL

TD AMERITRADE, INC.

May 2008 – Aug 2010

FT. LAUDERDALE, FL

WADDELL & REED, INC.

Feb 2005 – May 2008

JACKSONVILLE, FL

METLIFE SECURITIES INC.

Mar 2004 – Jan 2005

SPRINGFIELD, IL

PRUDENTIAL FINANCIAL PLANNING SERVICES

Mar 2003 – Jan 2004

TAMPA, FL

PRUDENTIAL SECURITIES INCORPORATED

Jun 2001 – Oct 2002

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 6

Series 7

Series 24

Series 26

Series 27

Series 30

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 82TO

Series 99TO

Registration record

First registered · June 18, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VLB CAPITAL LLC

CRD 324885 · SEC 801-128017

Employees

Total firm employees

Services offered by VLB CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VLB CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Rajiv Shah offer?

Rajiv Shah specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTON, Florida for a consultation.

What are Rajiv Shah's credentials?

Rajiv Shah is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rajiv Shah located?

Rajiv Shah is based in WESTON, Florida, working with VLB CAPITAL LLC. Their office serves clients in the WESTON metropolitan area and surrounding communities.

How does Rajiv Shah charge for services?

Rajiv Shah's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VLB CAPITAL LLC?

VLB CAPITAL LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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