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Andrew Alan Horowitz

HOROWITZ & COMPANY, INC·WESTON, Florida
Series 6, Series 7, Series 22, Series 24, Series 6333 years registeredHOROWITZ & COMPANY, INC
1555 N PARK DRIVE, STE 102, WESTON, FL 33326CRD# 1521621Firm CRD# 106737

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Andrew Alan Horowitz · WESTON, FL
Registration
CRD #1521621 · HOROWITZ & COMPANY, INC · 33 years registered
Brand Profile
Not yet started
01

Career History

HOROWITZ & COMPANY, INC.
Aug 1993 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 22
Series 24
Series 63
Registration record
First registered · August 12, 1993
Years registered · 33
03

Disclosure History

2005Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
HOROWITZ & COMPANY, INC
CRD 106737 · SEC 801-44331
AUM
$59M
Regulatory assets under management
Employees
1
385 client accounts
Services offered by HOROWITZ & COMPANY, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HOROWITZ & COMPANY, INC →
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05

Frequently Asked Questions

What services does Andrew Alan Horowitz offer?
Andrew Alan Horowitz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTON, Florida for a consultation.
What are Andrew Alan Horowitz's credentials?
Andrew Alan Horowitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andrew Alan Horowitz located?
Andrew Alan Horowitz is based in WESTON, Florida, working with HOROWITZ & COMPANY, INC. Their office serves clients in the WESTON metropolitan area and surrounding communities.
How does Andrew Alan Horowitz charge for services?
Andrew Alan Horowitz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HOROWITZ & COMPANY, INC?
HOROWITZ & COMPANY, INC has approximately 1 employees and manages $59M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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