Unclaimed Profile

Colm Francis Smith

EMFO, LLC·WESTON, Florida

Series 65Clean record8 years registeredEMFO, LLC

2700 SOUTH COMMERCE PARKWAY, WESTON, FL 33331CRD# 6571783Firm CRD# 289997

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Colm Francis Smith · WESTON, FL

Registration

CRD #6571783 · EMFO, LLC · 8 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EMFO, LLC

CORIENT

Aug 2024 – Jul 2025

Weston, FL

EMFO, LLC

Apr 2018 – Aug 2024

WESTON, FL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 13, 2018

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EMFO, LLC

CRD 289997 · SEC 801-111928

AUM

$502M

Regulatory assets under management

Employees

274 client accounts

Services offered by EMFO, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at EMFO, LLC →

Introduction

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Frequently Asked Questions

What services does Colm Francis Smith offer?

Colm Francis Smith specializes in Investment Management.

What are Colm Francis Smith's credentials?

Colm Francis Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Colm Francis Smith located?

Colm Francis Smith is based in WESTON, Florida, last registered with EMFO, LLC.

How does Colm Francis Smith charge for services?

Colm Francis Smith's firm is compensated through subscription fees, other: family office services: flat fees/project fees/a la carte. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMFO, LLC?

EMFO, LLC has approximately 19 employees and manages $502M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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