Unclaimed Profile

Mark Joseph Kennedy

MONORAIL SECURITIES LLC·SARASOTA, Florida

Series 4, Series 5, Series 7, Series 12, Series 15, Series 24, Series 27, Series 55, Series 63, Series 657 years registeredMONORAIL SECURITIES LLC

3322 BEE RIDGE RD, SARASOTA, FL 34239CRD# 705094Firm CRD# 285309

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Joseph Kennedy · SARASOTA, FL

Registration

CRD #705094 · MONORAIL SECURITIES LLC · 7 years registered

Brand Profile

Not yet started

Career History

HD MONEY, INC.

Feb 2022 – present

MONORAIL SECURITIES LLC

Aug 2018 – present

Registrations & Exams

FINRA examinations passed

Series 4

Series 5

Series 7

Series 12

Series 15

Series 24

Series 27

Series 55

Series 63

Series 65

Registration record

First registered · August 29, 2018

Years registered · 7

Disclosure History

2002Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MONORAIL SECURITIES LLC

CRD 285309 · SEC 801-108517

AUM

$147K

Regulatory assets under management

Employees

386 client accounts

Services offered by MONORAIL SECURITIES LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MONORAIL SECURITIES LLC →

Introduction

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Frequently Asked Questions

What services does Mark Joseph Kennedy offer?

Mark Joseph Kennedy specializes in Investment Management. Contact their office in SARASOTA, Florida for a consultation.

What are Mark Joseph Kennedy's credentials?

Mark Joseph Kennedy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Joseph Kennedy located?

Mark Joseph Kennedy is based in SARASOTA, Florida, working with MONORAIL SECURITIES LLC. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.

How does Mark Joseph Kennedy charge for services?

Mark Joseph Kennedy's firm is compensated through percentage of aum, fixed fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONORAIL SECURITIES LLC?

MONORAIL SECURITIES LLC has approximately 4 employees and manages $147K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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